Broker Check

Why Pilot Financial is the Right Choice

Why Pilot Financial
“Never go into strange places on a falling tide without a pilot”
-Thomas Gibson Bowles


Whether you’re looking for a traditional career affiliation or a brokerage relationship, we’re here to support your independence. Pilot Financial offers the resources and tools of a large BGA but with the individual service and attention you would expect from a small company. We work hard to understand how you wish to operate, and conform to your structure and style – not the other way around.

Just-in-Time Service

We know that every call is urgent and every issue is critical.

  • Need extra help while on-boarding a new staff member? We do that.
  • Reached a plateau and need coaching and marketing programs to move forward? We can help.
  • A seasoned veteran who just needs a problem resolved? The Pilot Lifeline is there for you.

The fact is the people at Pilot Financial have worked through just about every issue a financial services professional can encounter, but we’re always willing to tackle something new.

Product Portfolio

We work with some of the best carriers in the business to offer you and your clients unsurpassed product options. And we have a special relationship with the LPL Financial. Our relationship with LPL, and the fact that they are located right down the street, ensures a swift and cooperative response to any client issue or obstacle. We call it the Pilot Lifeline.


Pilot will help you determine the best affiliation option – independent contractor or W-2 employee. Whether you choose a career affiliation with all the available benefits or an independent relationship with higher cash payouts, we’ll provide the same dynamic level of support. Our payouts are competitive with the industry, and there is no minimum production threshold for independents. New advisors may be eligible for a customized package of financial assistance, and for top producers additional incentive programs are available.

The Power of Independence and Choice –
What Makes Our Affiliation Model Different Than the Rest

LPL Financial ProfessionalLife Affiliation
Full Service Broker-DealerYesOptional
Compliance SupportYesYes
Transition Assistance & FinancingYesYes
Technology: Paperless Office and Electronic Business SubmissionYesYes
Succession PlanningYesYes
Competitive PayoutsYesYes
Pilot BrandingOptionalOptional
Incentive TripsYesYes
Full Service Fixed Product SupportOptionalYes
Assistance With Staff Hires and TrainingYesYes
Office Space Set UpOptionalOptional
Deferred CompensationYesYes
Benefit Package:
Medical, Dental, Disability, Vision, Supplemental Term, HSA, 401(k) with Match, Pension Plan
You're in Good Hands

You're in Good Hands

Five Points that define Our Reliability.

  1. In depth resources for financial information
  2. A personal interest in your future success
  3. We help to reduce risk
  4. We help to protect your future dreams and goals
  5. Personal problem solving

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